Privacy

This Privacy Policy outlines our commitment to protect the confidentiality and security of your personal and financial information. We understand the sensitivity surrounding personal information and because of this our client privacy procedures are extremely strict.

The nonpublic personal information we collect about you is gathered through verbal, written and electronic means over the course of our relationship with you. This customer information may include, but is not limited to:

• Information provided on applications or other forms such as income, investment objectives, financial goals and other records concerning your financial condition and assets.
• Identifying information such as name, address, age and social security number.
• Information from investment account statements, investment activity and history, investment experience, and employment.

We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law.

For example, we disclose information, as permitted by law, to nonaffiliated companies that work for us in providing financial services to you (e.g., attorneys, auditors, clearing firms, and consultants). These companies are required to provide contractual assurances that confidentiality will be maintained.

In addition, we disclose information, as permitted or required by law, to government and regulatory agencies such as the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). We will make disclosures to comply with a legal summons, court order, subpoena or similar legal process, a fraud investigation, audit, or examination.

Finally, we are permitted to disclose information if you have provided your consent.

Confidentiality and Security Procedures

We limit access to nonpublic personal information about you to those employees who need to know such information to provide services to you. We maintain physical, electronic, and procedural safeguards that comply with federal regulations to guard your nonpublic personal information.

We will provide notice of our privacy policy upon any material changes and reserve the right to make changes on this policy as necessary. If you have any questions about our practices with respect to your nonpublic personal information, you may contact Liz Ly by phone at 415-229-9073 or by e-mail at liz@sentryadv.com.

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Disclaimer

The existence of this website should not be construed in any direct or indirect manner as a solicitation for advisory business in any states beyond the states in which Sentry Advisors is either registered or otherwise exempted from registration requirements. Information associated with this website is believed to be accurate; however, Sentry Advisors makes no guarantee to this fact and has no control over the accuracy of websites found through the links within.

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